Financial services regulation
We provide technical and strategic financial services regulatory advice to UK, EU and non-EU domiciled insurers and primary and secondary intermediaries as well as advice to non-regulated businesses considering engaging in regulated activities. Our work includes advice on:
- Regulatory status and conduct
- Perimeter guidance
- Financial promotions
- Cross border arrangements including EU passporting
- Transaction due diligence and change control
- Distribution agreements
- Delegated authority agreements
- Data protection and ownership
- Connected contract issues
- E-money.
Please call Nigel Wallis on 0151 906 1000 or email us via the link below.
- Email Us
- Call 0151 906 1000
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